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Grants / Department of Energy / Office of Science

DE-FOA-0002859: FY 2023 Phase II Release 1

Closed Closed December 6, 2022 Opportunity DE-FOA-0002859

This grant is closed. A newer notice from the same program is open now: Genesis Mission Graduate Fellowship Pilot (DE-FOA-0003673). Status: Closes January 12, 2027 (66 days left). It is in our archive of Office of Science notices from 2022.

Office of Science offered grants of up to $1.6 million (at least $1.1 million) to small businesses. It expected to make about 100 awards worth $125 million in total. Applications closed on December 6, 2022.

From the official notice on Grants.gov, last changed October 21, 2022. Checked November 7, 2026.

Other notices with this title

Office of Science has posted this title under other numbers: earlier or later rounds, or the same competition for another area. Each has its own dates and may change its rules.

NoticePostedDeadlineStatus
DE-FOA-0003462October 15, 2024Closed December 3, 2024Closed
DE-FOA-0003184October 16, 2023Closed December 5, 2023Closed

Key dates

PostedOctober 21, 2022
DeadlineDecember 6, 2022
Archived by Grants.govJanuary 5, 2023

Who can apply

This opportunity was open to small businesses.

More grants for small businesses.

Is this a realistic fit?

What the grant funds

The DOE invites eligible Phase I and Phase II awardees to apply for Phase II awards (grants ) (initial, second, and third) and diversity supplements under this Funding Opportunity Announcement (FOA). Topic descriptions for this FOA can be found on the DOE SBIR/STTR web site at https://science.osti.gov/sbir/Funding-Opportunities. 1. Initial Phase II Awards The purpose of an Initial Phase II award is to perform the research and development (R&D) required to meet the DOE objectives stated in the topic and subtopic of the Phase I FOA. In addition, it is intended that the small business awardee would be in a position to pursue commercial applications of the R&D at the end of Phase II. In many cases, Phase II results in a prototype, product, or a working process that can be demonstrated to a potential investor or customer (either in the private sector or in the Federal government, including the DOE). This FOA is supplemental to the FY 2022 SBIR/STTR Phase I Release 1 FOA (DE-FOA- 0002554); therefore, general information already provided in the Phase I FOA also applies to this Phase II process. If a conflict arises between the Phase I FOA and this Phase II FOA, the Phase II FOA will govern. 2. Second Phase II Awards There are two types of DOE Second Phase II awards: 1. Phase IIA: A Phase II awardee may request additional financial support for new R&D tasks and activities that are aligned with the original scope of work for the Phase II award. The purpose of the Phase IIA award is to allow the awardee to complete the R&D associated with initial prototype, product, or process development. The review criteria (see Section V.A.) for Phase IIA applications will be the same as for Initial Phase II awards submitted to this FOA. Only award recipients resulting from the FY 2021 SBIR/STTR Phase II Release 1 FOA (DE- FOA-0002380) under the eligible topics detailed in Section III.A. of this FOA may apply for Phase IIA awards. In addition, Phase IIA applications will only be accepted from Phase II awardees that have an active Phase II award at time of application. Applicants will not be able to resubmit at a later date, if a Phase IIA application is declined for award. 2. Phase IIB: A Phase II awardee may request additional financial support for new R&D tasks and activities that extend beyond the scope of the original Phase II award. The purpose of the Phase IIB award is to assist the awardee in transitioning the innovation towards commercialization.

Category: Science and Technology and other Research and Development.

Who has won Office of Science Financial Assistance Program grants before

From fiscal 2021 to 2025, Office of Science Financial Assistance Program (81.049) awarded $7.7 billion across 6,205 grant awards, an average of $1.2 million per award.

Largest recipients, fiscal 2021 to 2025
RecipientStateAwardsAmount
Michigan State University FoundationMichigan84$573 million
General AtomicsCalifornia30$495 million
University of Wisconsin SystemWisconsin101$275 million
Massachusetts Institute of TechnologyMassachusetts118$238 million
University of IllinoisIllinois61$201 million

Top states: California ($1.5 billion), Michigan ($707 million), Massachusetts ($509 million), Illinois ($461 million), New York ($445 million).

Applying now

This notice no longer takes applications. Apply under the newer notice, DE-FOA-0003673, which is open now.

The notice on Grants.gov keeps its full text and attachments, which is useful for planning a resubmission.

Questions people ask

Is DE-FOA-0002859 still open?

No. It closed on December 6, 2022. A newer notice is open: DE-FOA-0003673, closes January 12, 2027 (66 days left).

Who can apply for FY 2023 Phase II Release 1?

Office of Science accepted applications from small businesses.

What is the deadline for FY 2023 Phase II Release 1?

Closed December 6, 2022. Applications are no longer accepted; the program's newer notices are on this page when there are any.

How much funding is available?

Awards of up to $1.6 million each. About $125 million in total across about 100 awards.

Who has won Office of Science Financial Assistance Program grants before?

The largest recipients over five fiscal years were Michigan State University Foundation, General Atomics, University of Wisconsin System. The program made 6,205 awards worth $7.7 billion in that time.

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